Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Voong is a registered representative with J.P. Morgan Securities LLC and has been in the securities industry since 2007. Amy is registered in 53 states and the District of Columbia for both Broker-Dealer and Investment Advisor activities. Amy was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bancwest Investment Services, Inc., LPL Financial LLC, and WAMU Investments, Inc. She has passed the Series 66, Series 7, and SIE exams. Amy has specializations in fixed income, equities, options, mutual funds, and variable products. She provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/21/2017 - Present
J.p. Morgan Securities LLC (TORRANCE CA)
CA
08/16/2012 - 07/13/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLENDALE CA)
CA
10/17/2011 - 07/09/2012
BANCWEST INVESTMENT SERVICES, INC. (ROSEMEAD CA)
CA
10/07/2008 - 11/07/2011
LPL FINANCIAL LLC (LOS ANGELES CA)
CA
03/09/2007 - 10/16/2008
WAMU INVESTMENTS, INC. (LOS ANGELES CA)
BOTH
Issued 05/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Voong is the right advisor for you? Invested Better is here to help.
