Unclaimed
Amy Pitt is a financial professional registered with the state of North Carolina and holds the Series 24, Series 79, Series 99TO and SIE licenses. Amy is an active Registered Representative with Wells Fargo Securities, LLC. Amy has been in the industry since August 13, 2015 and joined Wells Fargo Securities, LLC on August 14, 2015. Amy Thorne Pitt has been licensed for eight years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/14/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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