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Amy Teo Lesch

KKR Capital Markets LLC

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About Amy Teo Lesch

Amy Teo Lesch is a registered representative with KKR Capital Markets LLC. Amy has been in the industry since June 2, 1996. Prior to joining KKR Capital Markets LLC, Amy was a registered representative at Citigroup Global Markets Inc., Scudder Investor Services, Inc., Deutsche Bank Securities Inc., ICC Distributors, Inc., John Hancock Distributors, Inc., and John Hancock Funds, Inc. Amy holds a Series 6, Series 7, Series 24, Series 3, Series 63, Series 65, and SIE license and is registered in 53 states and the District of Columbia.

Firm Information

Amy Lesch is currently registered with KKR Capital Markets LLC. KKR Capital Markets LLC is a Limited Liability Company that was formed on January 29, 2007. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. KKR Capital Markets is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Lesch’s Registration & Firm History

NY

02/24/2009 - Present

KKR Capital Markets LLC (New York NY)

NY

02/03/2006 - 02/26/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/30/2003 - 12/31/2005

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

NY

04/12/2001 - 05/30/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

ME

03/03/2000 - 03/07/2001

ICC DISTRIBUTORS, INC. (PORTLAND ME)

MA

08/02/1994 - 07/08/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

08/02/1994 - 07/08/1998

JOHN HANCOCK FUNDS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 06/02/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/23/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2004

Series 3 - National Commodity Futures Examination

BC

Issued 06/30/2003

Series 7 - General Securities Representative Examination

BC

Issued 08/01/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Teo Lesch.
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