Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Gallego is an investment advisor representative at Dunham & Associates Investment Counsel, Inc., where Amy has been employed since July 2015. Prior to that, Amy worked at Independent Financial Group, LLC from October 2012 to July 2015. Amy has been in the securities industry since December 5, 2008. Amy holds Series 6, 7, 24, 63 and 66 securities licenses. Amy is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset-allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
03/09/2017 - Present
Dunham & Associates Investment Counsel, Inc. (SAN DIEGO CA)
CA
04/09/2014 - 07/28/2015
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
11/26/1999 - 03/24/2003
NICHOLAS-APPLEGATE SECURITIES LLC (SAN DIEGO CA)
NY
06/30/1998 - 12/01/1999
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
SC
02/21/1997 - 10/06/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BOTH
Issued 10/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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