Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Stender is a financial advisor with Stifel, Nicolaus & Company, Inc. Amy has been a financial advisor since 1987 and has experience working with individual investors, businesses, and institutional clients. Amy is registered to provide investment advice in several states, including Illinois and Texas. Amy is also a registered representative with FINRA and holds the Series 7, Series 3, Series 63 and Series 65 licenses. Amy has previously worked at several other firms, including Barclays Capital Inc., RBC Capital Markets, LLC, Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Amy is committed to providing her clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (CHICAGO IL)
IL
05/31/2013 - 12/04/2015
BARCLAYS CAPITAL INC. (CHICAGO IL)
IL
12/13/2004 - 06/24/2013
RBC CAPITAL MARKETS, LLC (CHICAGO IL)
NY
01/17/2003 - 12/17/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
08/28/1992 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
02/06/2001 - 09/16/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
05/16/1989 - 08/31/1992
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/25/1987 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 05/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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