Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Marjani has been in the financial services industry for over 20 years. Amy currently holds a Series 63, Series 8, Series 24, Series 4, Series 10, Series 9, Series 53, Series 7 and Series SIE license. Amy is registered to work with clients in North Carolina. She is currently employed at Capfinancial Securities, LLC, and is a registered representative with FINRA. Prior to joining Capfinancial Securities, LLC, Amy worked at Sun Life Institutional Distributors (U.S.) LLC, Sun Life Financial Distributors, Inc., Clarendon Insurance Agency, Inc., State Street Capital Markets, LLC, Brown Brothers Harriman & Co., Brown & Company Securities Corporation and Gabelli & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/06/2024 - Present
Capfinancial Securities, LLC (RALEIGH NC)
MA
07/25/2018 - 09/06/2022
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC (WELLESLEY HILLS MA)
MA
02/19/2002 - 07/25/2018
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
10/03/2012 - 08/23/2013
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
MA
01/17/2001 - 08/17/2001
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
NY
10/01/2000 - 01/02/2001
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
MA
04/17/1998 - 09/17/1998
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
NY
11/14/1995 - 05/13/1996
GABELLI & COMPANY, INC. (RYE NY)
BC
Issued 02/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2000
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2000
Series 4 - Registered Options Principal Examination
BC
Issued 02/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/12/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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