Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Travis is a financial advisor with Hightower Advisors, LLC. Amy has been in the financial services industry since 1998. Amy is registered with the state of Indiana as an Investment Advisor Representative and is also registered in Michigan as a Broker-Dealer. Amy has a Series 7, Series 63, Series 65 and SIE license. Amy has a diverse background in the financial services industry and has worked with a variety of clients, including individuals, families, businesses, and institutions. Amy's primary focus is on providing personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
MI
11/19/2020 - Present
Hightower Advisors, LLC (Traverse City MI)
MI
05/23/2019 - 10/19/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (TRAVERSE CITY MI)
MI
01/19/2018 - 04/12/2019
COMMONWEALTH FINANCIAL NETWORK (TRAVERSE CITY MI)
MI
09/25/1998 - 12/20/2017
RAYMOND JAMES & ASSOCIATES, INC. (TRAVERSE CITY MI)
MI
09/25/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
IA
Issued 03/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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