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Amy Sue Seagroatt

Shade Tree Advisors LLC

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About Amy Sue Seagroatt

Amy Seagroatt is a financial advisor at Shade Tree Advisors LLC. Amy has been in the financial industry since 1997. Amy has a Series 7, Series 63 and a SIE license and is registered with FINRA and the state of New York. Amy also holds the Chartered Financial Analyst (CFA) designation. Amy specializes in wealth management, family office, and asset allocation. Amy has been with Shade Tree Advisors LLC since 2017, previously working at Mercer Allied Company, L.P. and William Blair & Company L.L.C..

Firm Information

Amy Seagroatt is currently registered with Shade Tree Advisors LLC. Shade Tree Advisors LLC is an investment advisor registered with the SEC and headquartered in Saratoga Springs, New York. The firm offers wealth management, family office, and asset allocation services for high-net-worth individuals, pooled investment vehicles, and individuals other than high-net-worth. They manage over $794 million in regulatory assets under management.
Shade Tree Advisors LLC

19 RAILROAD PLACE

SARATOGA SPRINGS, NY 12866

$794.71M

Assets Under Management

59

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wealth management; family office; & asset allocation

Wealth management; family office; & asset allocation

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Amy Seagroatt’s Registration & Firm History

NY

08/19/2021 - Present

Shade Tree Advisors LLC (SARATOGA SPRINGS NY)

NY

11/28/2001 - 11/07/2017

MERCER ALLIED COMPANY, L.P. (SARATOGA SPRINGS NY)

IL

09/27/1999 - 10/23/2001

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

NY

09/30/1997 - 10/06/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/2017

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Amy Sue Seagroatt.
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