Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Scarborough is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Amy has been in the financial industry for over 17 years. She is licensed to provide financial advice in 13 states, including Colorado, Connecticut, Massachusetts, New Hampshire, New York, and Virginia. Amy has worked for several other financial institutions, including Securities America, Inc., Mercer Allied Company, L.P., and Morgan Stanley DW Inc. Amy holds the Series 7 and Series 66 securities licenses, as well as the SIE exam. She is also a registered Investment Advisor in Massachusetts. Amy offers financial planning and portfolio management services to individual clients. She has experience working with individuals, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
05/15/2012 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CAMBRIDGE MA)
VT
06/28/2011 - 03/09/2012
SECURITIES AMERICA, INC. (SOUTH BURLINGTON VT)
NY
05/11/2009 - 01/20/2011
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
NY
01/21/2004 - 01/27/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/03/2000 - 10/17/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
07/06/2000 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
06/24/1999 - 06/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/17/1999 - 06/10/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Amy Scarborough is the right advisor for you? Invested Better is here to help.
