Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Sorge is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 16 years of experience in the industry. Amy has a wide range of experience and has held registrations in multiple states. Amy is registered in New Jersey and Texas. Amy has passed the Series 7, 63 and 66 exams as well as the SIE exam. Amy's current firm has been a part of her career in different ways for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/15/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUMMIT NJ)
NJ
01/11/2016 - 12/14/2016
PFS INVESTMENTS INC. (PISCATAWAY NJ)
NJ
06/05/2013 - 12/31/2013
PFS INVESTMENTS INC. (EDISON NJ)
NJ
08/04/2010 - 05/04/2011
PRIVATE CLIENT SERVICES, LLC (RARITAN NJ)
NJ
04/11/2008 - 07/30/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EAST BRUNSWICK NJ)
FL
02/28/2008 - 04/15/2008
WALLSTREET ELECTRONICA, INC. (CORAL GABLES FL)
NY
10/02/2002 - 02/07/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/06/1998 - 10/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 2/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2016
SIE - Securities Industry Essentials Examination
BC
Issued 8/3/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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