Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Rubin Smith is a registered investment advisor representative with The Strategic Financial Alliance, Inc. Amy is a licensed agent who has been in the industry since February 12, 1987, and has a history of working with clients in Atlanta, GA. Amy's expertise includes providing financial planning, educational seminars, and selection of other advisors. Amy has worked at a number of firms, including VSR Financial Services, Inc., Sanders Morris Harris Inc., and IFG Network Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/20/2016 - Present
THE Strategic Financial Alliance, Inc. (ATLANTA GA)
GA
03/12/2012 - 07/20/2016
VSR FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
08/01/2002 - 03/15/2012
SANDERS MORRIS HARRIS INC. (ATLANTA GA)
GA
12/18/1992 - 08/07/2002
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
GA
11/08/1990 - 12/31/1992
PLANNED INVESTMENTS INC. (ATLANTA GA)
NA
02/13/1987 - 11/26/1990
CARNEGIE SECURITIES CORPORATION
IA
Issued 05/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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