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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Harper is an investment advisor representative at Raymond James Financial Services Advisors, Inc. She is based in Lexington, Kentucky. Amy Harper has been in the securities industry since 2002. Amy Harper is registered with the state of Kentucky as well as Texas. Amy Harper is also a registered investment advisor representative. She provides investment advisory services to individuals, corporations, businesses, pension and profit-sharing plans, high-net-worth individuals, and other clients. Amy Harper is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Amy Harper has passed the Series 63, Series 7 and Series 24 exams. She is also licensed to sell insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
11/01/2017 - Present
Raymond James Financial Services Advisors, Inc. (LEXINGTON KY)
BC
Issued 03/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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