Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Simmons is a financial advisor with Robert W. Baird & Co. Inc. Amy is a registered investment advisor and has been in the industry for over 13 years. Amy has a broad range of experience, having previously worked at TD Ameritrade, Inc. and Scottrade, Inc.. Amy is registered in multiple states and has a strong track record of success. Amy is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
08/27/2019 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
NE
02/26/2018 - 06/01/2018
TD AMERITRADE, INC. (OMAHA NE)
CO
11/20/2009 - 02/26/2018
SCOTTRADE, INC. (WESTMINSTER CO)
IA
Issued 08/26/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/09/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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