Unclaimed
Amy Schonhoff is a financial professional with over 27 years of experience in the industry. Amy is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Previously, Amy was also registered with Charles Schwab & Co., Inc. Amy has a strong background in securities, operations, and customer service. Amy holds a variety of licenses, including Series 7, 9, 10, 63, 99, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
12/08/2020 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
05/22/2007 - 12/31/2014
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
MA
01/23/1997 - 11/15/2006
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
03/05/1999 - 02/12/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
09/30/1992 - 12/30/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/28/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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