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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Baird is a financial advisor registered with LPL Financial LLC. Amy has been in the financial industry since October 22, 2002. Amy has over 20 years of experience in the financial industry, with prior experience at firms like 1st Global Capital Corp, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., and H.D. Vest Investment Services. Amy is currently licensed in 53 states and is a Registered Representative (RA) with LPL Financial LLC. Amy provides a range of services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/23/2014 - Present
LPL Financial LLC (WEST CHESTER PA)
TX
02/22/2011 - 05/05/2014
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
10/23/2009 - 12/06/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
10/09/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ADDISON TX)
TX
11/02/2005 - 09/27/2007
H.D. VEST INVESTMENT SERVICES (IRVING TX)
PA
11/17/2000 - 03/12/2004
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 01/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 05/29/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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