Unclaimed
Amy Raisman is a financial advisor with Janney Montgomery Scott LLC. She is also a registered representative with FINRA. Amy Raisman has been in the financial industry since 1993. She is a licensed agent in Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Kentucky, Maryland, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and West Virginia. Amy Raisman's previous employers include BB&T Securities, LLC, Securities America, Inc., NFP Securities, Inc., Commonwealth Financial Network, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
FL
02/26/2021 - Present
Janney Montgomery Scott LLC (FT. LAUDERDALE FL)
FL
03/09/2016 - 12/08/2020
BB&T SECURITIES, LLC (FT LAUDERDALE FL)
FL
03/25/2009 - 03/17/2016
SECURITIES AMERICA, INC. (CORAL SPRINGS FL)
FL
09/19/2005 - 04/03/2009
NFP SECURITIES, INC. (CORAL SPRINGS FL)
MA
01/07/2005 - 09/20/2005
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
07/20/1995 - 01/11/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
07/13/1993 - 07/26/1995
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
BC
Issued 08/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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