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Amy Rebecca Frank goldman

Independent Financial Group, LLC

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About Amy Rebecca Frank goldman

Amy Frank goldman is an investment advisor representative with Independent Financial Group, LLC. Amy has been in the financial services industry since 2004. Amy is a Registered Investment Advisor with over 15 years of experience in the financial services industry. Amy is committed to providing her clients with personalized financial advice and guidance. Amy is licensed to provide financial advice in Florida, Massachusetts, New Jersey, and New York.

Firm Information

Amy Frank goldman is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Frank goldman’s Registration & Firm History

NJ

09/22/2022 - Present

Independent Financial Group, LLC (HOBOKEN NJ)

NJ

09/06/2017 - 09/23/2022

KALOS CAPITAL, INC. (Hoboken NJ)

NY

02/13/2015 - 04/04/2017

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MN

07/14/2011 - 07/03/2013

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

AZ

05/05/2011 - 07/07/2011

BIC DISTRIBUTORS, LLC (PHOENIX AZ)

CO

08/28/2007 - 06/10/2009

TRANSAMERICA CAPITAL, INC. (DENVER CO)

PA

07/27/2005 - 08/27/2007

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

TN

06/21/2004 - 07/20/2005

ALLIANCEBERNSTEIN INVESTMENT RESEARCH AND MANAGEMENT, INC. (NASHVILLE TN)

NJ

03/03/2004 - 03/31/2004

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

MA

11/21/2003 - 03/03/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

11/21/2003 - 03/03/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

RI

02/28/2001 - 02/18/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NY

04/29/1998 - 05/20/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NC

11/05/1997 - 11/24/1997

WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 09/20/2017

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/09/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Rebecca Frank goldman.
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