Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Cooke is an active Registered Representative in New Jersey and an Investment Adviser Representative in New Jersey. Amy has over 18 years of experience in the financial services industry and has been associated with Wells Fargo Clearing Services, LLC since October 2014. Prior to joining Wells Fargo, Amy was employed by J.P. Morgan Securities LLC and J.P. Morgan Securities Inc.. Amy specializes in providing portfolio management services to individuals, businesses, and institutions. Amy is committed to providing her clients with personalized financial guidance and investment strategies. Amy holds FINRA licenses for Series 7, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/27/2014 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NY
10/01/2008 - 06/11/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/19/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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