Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Philbrook is a financial advisor at LPL Financial LLC. Amy has been in the industry for over 15 years and has a strong track record of helping clients achieve their financial goals. Amy has experience in various areas of financial planning, including investment management, retirement planning, and estate planning. Amy is also a registered representative and a licensed insurance agent. Amy is committed to providing her clients with personalized financial advice and exceptional customer service. Prior to working at LPL Financial LLC, Amy worked at several firms including Robinhood Financial, LLC, Fidelity Brokerage Services LLC, and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/14/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
FL
07/02/2021 - 07/28/2023
ROBINHOOD FINANCIAL, LLC (LAKE MARY FL)
MA
09/29/2020 - 06/04/2021
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
RI
11/20/2013 - 07/08/2016
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
08/22/2000 - 08/08/2006
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
RI
06/14/1996 - 08/22/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 12/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2020
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Amy Philbrook is the right advisor for you? Invested Better is here to help.
