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Amy Pastore Harlacker

Commonfund Securities, Inc.

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About Amy Pastore Harlacker

Amy Harlacker is a financial professional with over 20 years of experience in the securities industry. Amy has been registered with the Securities and Exchange Commission (SEC) since October 2002 and currently holds registrations with FINRA and 53 states. Amy is a principal at Commonfund Securities, Inc. and is located in Wilton, Connecticut. Amy has a broad range of experience in the financial services industry, including experience in investment banking, wealth management, and operations. Amy is committed to providing clients with personalized financial advice and solutions.

Firm Information

Amy Harlacker is currently registered with Commonfund Securities, Inc.. Commonfund Securities, Inc. is a Corporation formed in May 1997. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Harlacker’s Registration & Firm History

CT

10/29/2002 - Present

Commonfund Securities, Inc. (WILTON CT)

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Licenses & Designations

BC

Issued 11/05/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 10/28/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Pastore Harlacker.
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