Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Chang is a financial professional with over 15 years of experience in the industry. Amy has a strong background in investment banking and securities, having held roles at BlackRock Investments, LLC and FAM Distributors, Inc. Amy is currently registered with Lument Securities, LLC, and holds FINRA Series 7, 79TO, and 63 licenses. Amy is licensed to provide financial advice in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/24/2021 - Present
Lument Securities, LLC (New York NY)
NJ
07/12/2019 - 02/26/2021
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NJ
09/29/2006 - 06/03/2014
BLACKROCK INVESTMENTS, LLC (PRINCETON NJ)
NY
02/13/2006 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 10/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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