Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Hsieh is a registered representative with Broadridge Business Process Outsourcing, LLC. Amy has been in the securities industry since 2000 and holds the Series 7, Series 55, Series 63 and Series 57TO licenses. Amy has previous experience with Natixis Securities Americas LLC, Natixis Securities North America Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Charles Schwab & Co., Inc. Amy is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/19/2014 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NY
10/03/2011 - 12/22/2014
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
06/27/2005 - 10/03/2011
NATIXIS SECURITIES NORTH AMERICA INC. (NEW YORK NY)
NY
01/03/2005 - 06/08/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
12/14/2000 - 12/09/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 03/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Amy Hsieh is the right advisor for you? Invested Better is here to help.
