Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy O'Brien is an investment advisor representative who is registered with Wells Fargo Advisors Financial Network, LLC. Amy has been working in the industry since July 2009 and has Series 7 and Series 63 licenses. Amy specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses. Amy has been associated with Wells Fargo Clearing Services, LLC since November 2016 and with Wells Fargo Advisors Financial Network, LLC since February 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
02/05/2021 - Present
Wells Fargo Advisors Financial Network, LLC (CHARLOTTE NC)
NC
07/13/2009 - 02/05/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 08/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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