Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Nunez Williams is a financial professional with over 10 years of experience in the financial services industry. She has worked with Janney Montgomery Scott LLC since January 2023. Previously, Amy worked with Capital One Securities, Inc. Amy holds the Series 7, 16, 24, 63, and 87 licenses, as well as the SIE. Amy's focus is on providing financial planning and investment management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
LA
01/18/2023 - Present
Janney Montgomery Scott LLC (Mandeville LA)
LA
10/17/2013 - 01/06/2023
CAPITAL ONE SECURITIES, INC. (NEW ORLEANS LA)
BC
Issued 02/07/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/16/2023
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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