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Amy Noel McBride

Ares Management Capital Markets LLC

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About Amy Noel McBride

Amy McBride is a financial professional with over 20 years of experience in the industry. Amy has a wide range of experience, having previously worked at firms such as Allianz Life Financial Services, LLC, Charles Schwab & Co., Inc., Janus Distributors LLC, ING America Equities, Inc., and Charles Schwab & Co., Inc. Amy holds Series 7, 9, 10, 24 and 63 licenses and has a SIE designation. Amy is currently registered with Ares Management Capital Markets LLC and Ares Wealth Management Solutions, LLC.

Firm Information

Amy McBride is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy McBride’s Registration & Firm History

CO

04/11/2024 - Present

Ares Management Capital Markets LLC (Denver CO)

MN

04/28/2023 - 09/01/2023

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

CO

01/20/2012 - 02/08/2022

CHARLES SCHWAB & CO., INC. (LONE TREE CO)

CO

04/04/2008 - 11/04/2011

JANUS DISTRIBUTORS LLC (DENVER CO)

PA

10/04/2007 - 03/28/2008

ING AMERICA EQUITIES, INC. (WEST CHESTER PA)

TX

12/07/1999 - 03/22/2006

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

BC

Issued 12/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2008

Series 24 - General Securities Principal Examination

BC

Issued 05/09/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/14/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Noel McBride.
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