Unclaimed
Amy Michelle Tucker is a registered representative with Neuberger Berman BD LLC. Amy has been in the industry since 2008 and has a Series 7, Series 63, and Series 66 license. She is also a registered investment advisor with the state of New York. Amy specializes in providing investment advice to individuals. Previously, Amy worked at Balis Lewittes & Coleman, Inc. and Glickenhaus & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/31/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
04/10/2000 - 04/05/2002
BALIS LEWITTES & COLEMAN, INC. (NEW YORK NY)
NY
11/02/1998 - 03/31/2000
GLICKENHAUS & CO. (NEW YORK NY)
BOTH
Issued 07/23/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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