Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Rockwell is a financial professional with over 20 years of experience in the industry. Amy is currently registered with Empower Financial Services, Inc. Amy has held previous registrations with Benefitcorp Equities, Inc. and One Orchard Equities, Inc. Amy has passed the Series 6 and Series 63 exams. Amy also has a SIE exam. Amy's current registration with Empower Financial Services, Inc. began on 6/14/2012. Amy has a branch office location at 8515 E. ORCHARD RD, GREENWOOD VILLAGE, CO 80111.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/14/2012 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
10/21/2002 - 07/30/2003
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
05/07/2002 - 10/21/2002
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
04/24/1998 - 10/24/2000
ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
11/25/1997 - 04/14/1998
BENEFITSCORP EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
11/26/1996 - 04/25/1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 08/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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