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Amy Michelle Manning

FHN Financial Securities Corp.

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About Amy Michelle Manning

Amy Manning is a financial advisor with over 25 years of experience in the industry. She is a registered representative of FHN Financial Securities Corp. She is currently located in Memphis, TN. Amy Manning has held various positions at a number of firms including Wunderlich Securities, Inc. , Stephens Inc., UBS Financial Services Inc., and J.C. Bradford & Co..

Firm Information

Amy Manning is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Manning’s Registration & Firm History

TN

07/06/2015 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

09/10/2007 - 07/06/2015

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

TN

08/20/2004 - 09/10/2007

STEPHENS INC. (MEMPHIS TN)

NJ

08/14/2000 - 09/13/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

12/16/1997 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/24/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 03/15/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/24/2005

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/22/2005

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Michelle Manning.
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