Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Michelle Howe is a financial advisor with over 23 years of experience in the financial services industry. Amy Howe is currently registered with UBS Financial Services Inc. and is licensed in several states including Texas, California, Arizona, Florida, Georgia, Colorado, Louisiana, Massachusetts, Michigan, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Dakota, Virginia, Washington, and Wyoming. She has previously worked with MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Amy Howe holds the Series 3, 7, 31, and 63 licenses, as well as the Series 65 license. Amy Howe specializes in retirement planning, college savings plans, investment management, and estate planning. Amy Howe also provides financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/16/2013 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
06/01/2009 - 10/28/2013
MORGAN STANLEY (DALLAS TX)
TX
06/27/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
IA
Issued 11/02/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Amy Howe is the right advisor for you? Invested Better is here to help.
