Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Birnbaum is a financial advisor with Wells Fargo Clearing Services, LLC. Amy has been in the industry since 1996 and has a wide range of experience in financial planning, portfolio management, and investment consulting. Amy has served clients in a variety of roles, including as a Registered Representative and Investment Advisor Representative. Amy is licensed in multiple states, including Texas, Arizona, Arkansas, California, Colorado, Connecticut, Florida, Georgia, Illinois, Massachusetts, Minnesota, Montana, New Mexico, North Carolina, Pennsylvania, Tennessee, Virginia, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/29/2010 - Present
Wells Fargo Clearing Services, LLC (AUSTIN TX)
TX
10/23/2009 - 11/02/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
09/30/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN ANTONIO TX)
NY
07/15/1998 - 10/04/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/08/1996 - 07/20/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
TX
01/17/1996 - 06/07/1996
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (SAN ANTONIO TX)
IA
Issued 07/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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