Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Melissa Keating is an investment advisor representative with First Citizens Investor Services, Inc. Amy has been in the financial services industry since August 2002. Amy has a Series 66 license, Series 7 license, Series 63 license, and Series 65 license. First Citizens Investor Services, Inc. is a registered investment advisor firm. The firm provides financial planning, selection of other advisers, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/17/2021 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
ME
05/14/2009 - 10/15/2010
CANTELLA & CO., INC. (PORTLAND ME)
ME
05/30/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
ME
08/16/2002 - 02/15/2007
MCDONALD INVESTMENTS INC. (PORTLAND ME)
IA
Issued 11/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/22/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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