Invested Better
Unclaimed

Unclaimed

Unclaimed

Amy Melissa Gray

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Amy? Claim Your Profile

About Amy Melissa Gray

Amy Melissa Gray is a financial advisor with Cetera Investment Services LLC in Tipton, Indiana. Amy is a Series 6 and Series 63 licensed representative. Amy has been working in the financial industry since March 26, 2012 and has been with Cetera Investment Services LLC since March 27, 2012. Amy is registered in Florida, Indiana, Montana and Pennsylvania. Amy also holds the Securities Industry Essentials Examination (SIE).

Firm Information

Amy Gray is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Amy Gray’s Registration & Firm History

IN

03/27/2012 - Present

Cetera Investment Services LLC (TIPTON IN)

Not sure if Amy Melissa Gray is right for you?

Licenses & Designations

BC

Issued 02/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Melissa Gray.
Not sure if Amy Melissa Gray is right for you?