Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Thien is a financial professional with over 20 years of experience in the financial services industry. Amy currently works at Stifel, Nicolaus & Company, Inc. and is registered as a Registered Representative in Missouri. Amy has held previous roles at LPL Financial LLC, American General Distributors, Inc., VALIC Financial Advisors, Inc., American General Securities Incorporated and MONY Securities Corporation. Amy has a strong background in securities and investment company products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/17/2020 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
03/09/2016 - 08/26/2020
LPL FINANCIAL LLC (CLAYTON MO)
TX
10/28/2004 - 06/22/2006
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
TX
03/26/2003 - 07/01/2003
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
AZ
05/19/2000 - 01/17/2003
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NY
07/30/1999 - 02/11/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 04/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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