Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Hawkins is a financial advisor with Thrivent Investment Management Inc., located in Minneapolis, MN. Amy Hawkins has been in the industry since August 4, 1997, and has a strong background in financial planning and portfolio management. Amy Hawkins has served clients in Colorado and Minnesota. Prior to joining Thrivent Investment Management Inc., Amy Hawkins worked at UBS Financial Services Inc. and Piper Jaffray & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/13/2024 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
CO
10/27/2005 - 03/28/2006
PIPER JAFFRAY & CO. (EVERGREEN CO)
MN
10/27/1999 - 06/30/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
10/12/1999 - 08/14/2001
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NY
03/02/1998 - 10/27/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
03/10/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BC
Issued 05/03/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/19/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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