Unclaimed
Amy Arend is a financial advisor with Farmers Financial Solutions, LLC. Amy has been a financial professional since 2001 and has experience with both securities and investment advisory services. Amy is registered with the state of California and holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/27/2023 - Present
Farmers Financial Solutions, LLC (PETALUMA CA)
CA
01/13/2021 - 05/03/2023
CETERA FINANCIAL SPECIALISTS LLC (SAN FRANCISCO CA)
CA
09/11/2003 - 11/30/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NY
07/17/2001 - 09/24/2001
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 05/06/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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