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Amy M Wallace

Tiaa-Cref Individual & Institutional Services, LLC

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About Amy M Wallace

Amy Wallace is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC, located in Salt Lake City, UT. Amy has been working in the financial services industry since 2015. Amy is licensed to provide financial advice in 15 states.

Firm Information

Amy Wallace is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Amy Wallace’s Registration & Firm History

UT

07/14/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (SALT LAKE CITY UT)

UT

09/13/2019 - 06/26/2023

AMERIPRISE FINANCIAL SERVICES, LLC (Salt Lake City UT)

UT

03/01/2019 - 07/03/2019

AXA ADVISORS, LLC (SALT LAKE CITY UT)

CA

02/04/2016 - 03/16/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)

NY

05/14/2001 - 09/15/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

02/23/2000 - 03/17/2000

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BOTH

Issued 05/05/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/28/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/16/2017

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Amy M Wallace. Review regulatory record here.
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