Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Durgan is a financial professional with over 23 years of experience in the financial services industry. Amy is currently registered with Charles Schwab & CO., Inc. Amy has been a registered representative with Charles Schwab & CO., Inc. since 2017. Previously, Amy held positions with LPL Financial LLC, EPLANNING SECURITIES, INC., FIRST ALLIED SECURITIES, INC., WELLS FARGO INVESTMENT SERVICES, LLC and WELLS FARGO INSTITUTIONAL SECURITIES, LLC. Amy holds a Series 63, Series 53, Series 4, Series 24, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 license. Amy is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
10/02/2017 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
SC
04/11/2005 - 09/26/2017
LPL FINANCIAL LLC (FORT MILL SC)
CA
06/18/2003 - 04/26/2005
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
CA
11/25/2002 - 05/12/2003
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
WA
01/02/2003 - 05/01/2003
WELLS FARGO INVESTMENT SERVICES, LLC (SEATTLE WA)
NC
11/25/2002 - 12/06/2002
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
NY
09/24/1999 - 07/30/2002
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
CA
08/28/1998 - 06/08/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
SC
05/22/1998 - 09/23/1998
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 05/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/02/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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