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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Shroff is a financial advisor and registered representative at Integrated Wealth Concepts LLC. She is also a registered investment advisor. Amy has been in the financial industry since 2000. Amy is licensed in several states and has extensive experience in financial planning and investment advice. She works with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Amy is committed to helping her clients achieve their financial goals. She has worked for a variety of firms, including Bank of the West, BANCWEST INVESTMENT SERVICES, M.S. Howell's & Co., and Prism Financial Strategies. Amy is a Series 6, 7, 63 and 66 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/11/2023 - Present
Integrated Wealth Concepts LLC (DENVER CO)
CO
08/16/2011 - 10/20/2017
BANCWEST INVESTMENT SERVICES, INC. (FRISCO CO)
CO
01/27/2009 - 08/24/2011
U.S. BANCORP INVESTMENTS, INC. (DENVER CO)
CO
01/08/2007 - 11/10/2008
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
08/06/2004 - 08/29/2006
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
TN
07/04/2002 - 05/04/2004
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
TX
06/19/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
10/22/1999 - 12/20/1999
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 04/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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