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Amy Lynn Williams

Fifth Third Securities, Inc.

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About Amy Lynn Williams

Amy Lynn Williams is a financial advisor with over 25 years of experience in the industry. Amy Williams is currently registered with Fifth Third Securities, Inc., and is also licensed to provide investment advisory services in Indiana. Prior to joining Fifth Third Securities, Inc., Amy Williams was associated with McDonald Investments Inc. and NatCity Investments, Inc., both in Cleveland, OH. Amy Lynn Williams holds several professional licenses and designations, including Series 63, Series 66, Series 7, Series 9, Series 10, Series 14, Series 24, and SIE.

Firm Information

Amy Williams is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

38 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45202

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Amy Williams’s Registration & Firm History

OH

08/03/2007 - Present

Fifth Third Securities, Inc. (CINCINNATI OH)

OH

07/06/1999 - 08/27/2001

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

OH

03/18/1996 - 06/25/1999

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 4/30/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/26/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 14 - Compliance Officer Examination

BC

Issued 5/4/2004

Series 24 - General Securities Principal Examination

BC

Issued 9/22/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 8/11/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/1/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Amy Lynn Williams. Review regulatory record here.
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