Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Ungles is a financial advisor in Denver, CO with over 16 years of experience in the financial services industry. Amy is currently registered with Transamerica Retirement Advisors, LLC. Amy has previously worked for Nationwide Investment Services Corporation, Transamerica Investors Securities Corporation, GWFS Equities, Inc., Woodbury Financial Services, Inc., and Janus Distributors, Inc. Amy holds Series 6, Series 63, Series 65, and SIE licenses. Amy specializes in providing financial planning services to individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/26/2022 - Present
Transamerica Retirement Advisors, LLC (Denver CO)
OH
04/25/2016 - 05/17/2022
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CO
03/18/2015 - 11/04/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
09/18/2009 - 02/23/2015
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
03/20/2007 - 09/14/2009
WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)
CO
05/25/1999 - 02/16/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 05/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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