Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Swieter is a financial advisor with Alliance-ONE Investments, LLC in Tulsa, Oklahoma. Amy has been in the industry since March 19, 2007. Amy has been registered with FINRA since October 31, 2019. Amy is a Series 6 and Series 26 registered representative. Amy has passed the Securities Industry Essentials (SIE) exam. Amy has worked at several firms during her career, including Metlife Investors Distribution Company and Metlife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
10/31/2019 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
IA
02/17/2015 - 10/31/2019
METLIFE INVESTORS DISTRIBUTION COMPANY (West Des Moines IA)
IA
10/21/2015 - 06/30/2016
METLIFE SECURITIES, INC (WEST DES MOINES IA)
IA
10/18/2012 - 10/03/2013
METLIFE SECURITIES INC. (WEST DES MOINES IA)
IA
10/19/2006 - 10/03/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (WEST DES MOINES IA)
IA
10/19/2006 - 10/03/2013
NEW ENGLAND SECURITIES (WEST DES MOINES IA)
IA
10/04/2005 - 09/18/2006
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
BC
Issued 06/28/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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