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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Smith is a financial advisor with Cambridge Investment Research Advisors, Inc. Amy has been in the industry for over 20 years and is registered with the state of New York and Texas as an Investment Advisor Representative. She is also a Chartered Financial Consultant. Amy's previous experience includes working with Avantax Investment Services, Inc. and Avantax Advisory Services. Amy provides financial planning and investment advice to individuals, businesses, and retirement plans. Amy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
12/08/2020 - Present
Cambridge Investment Research Advisors, Inc. (Johnson City NY)
NY
09/25/2001 - 12/17/2020
AVANTAX INVESTMENT SERVICES, INC. (Johnson City NY)
BC
Issued 10/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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