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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Schaefer-sergio is a financial advisor with Ameriprise Financial Services, LLC in South Lyon, MI. Amy has been in the financial services industry since June 2004. Amy is registered as a Registered Representative and an Investment Advisor Representative. Her primary registration is with the state of Michigan. Amy holds Series 7, 9, 10, 24, 31, 66 and SIE licenses. Amy also has previous registrations with Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
06/18/2010 - Present
Ameriprise Financial Services, LLC (South Lyon MI)
MI
04/02/2007 - 07/15/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM MI)
MI
06/07/2004 - 04/02/2007
MORGAN STANLEY DW INC. (BIRMINGHAM MI)
BOTH
Issued 07/27/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/10/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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