Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Rodgers has been in the financial services industry since 1996. Amy is a registered representative with Cetera Investment Advisers LLC and has experience in the investment industry. Amy previously worked with CUNA Brokerage Services, Inc., Key Investment Services LLC, HSBC Securities (USA) INC., HSBC Brokerage (USA) INC., New England Securities, MONY Securities Corporation and Cadaret, Grant & Co., Inc. Amy holds Series 6, 7, 63, 65 and 66 licenses. Amy's specializations include Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Selection of Other Advisers and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
10/07/2022 - Present
Cetera Investment Advisers LLC (ELIZABETHTOWN KY)
KY
07/03/2018 - 02/21/2022
CUNA BROKERAGE SERVICES, INC. (Elizabethtown KY)
NY
07/11/2012 - 10/03/2017
KEY INVESTMENT SERVICES LLC (ROCHESTER NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
NY
12/12/2002 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
11/01/2000 - 11/20/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
07/20/1998 - 09/26/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/01/1995 - 06/12/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BOTH
Issued 10/6/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/10/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 7/31/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Amy Rodgers is the right advisor for you? Invested Better is here to help.
