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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Montgomery is a financial advisor registered with Commonwealth Financial Network in Joliet, Illinois. Amy has been in the financial services industry since January 10, 2006 and has a broad range of experience serving clients across various needs and life stages. Amy holds the Series 63 and Series 66 licenses, as well as the SIE and Series 7. Amy also holds a Series 24 license. Commonwealth Financial Network is a leading Registered Investment Advisor (RIA) headquartered in Waltham, Massachusetts. The firm provides a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/22/2022 - Present
Commonwealth Financial Network (Joliet IL)
IL
06/17/2013 - 03/08/2022
LPL FINANCIAL LLC (PLAINFIELD IL)
IL
02/14/2007 - 07/21/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (NAPERVILLE IL)
IL
03/19/1999 - 03/16/2005
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
BOTH
Issued 07/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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