Unclaimed
Amy Lynn Hammock is a financial advisor with Beacon Pointe Advisors, LLC. Amy Lynn Hammock has over 27 years of experience in the financial services industry. Amy Lynn Hammock holds a Series 6, 7, 9, 10, 24, 63 and 66 license. Amy Lynn Hammock is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
11/22/2021 - Present
Beacon Pointe Advisors, LLC (HOUMA LA)
TX
11/29/2017 - 11/05/2021
LPL FINANCIAL LLC (FORT WORTH TX)
TX
10/16/2015 - 11/29/2017
NATIONAL PLANNING CORPORATION (FORTH WORTH TX)
LA
01/14/2014 - 10/19/2015
MORGAN STANLEY (HOUMA LA)
LA
04/07/2011 - 11/21/2013
AMERITAS INVESTMENT CORP. (HOUMA LA)
LA
06/13/2008 - 01/27/2010
LPL FINANCIAL CORPORATION (HOUMA LA)
TX
01/08/2000 - 09/19/2007
SECURITIES AMERICA, INC. (FT WORTH TX)
IL
10/27/1998 - 09/20/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
RI
11/24/1993 - 09/16/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
06/21/1993 - 08/10/1993
AMERICAN CAPITAL MARKETING, INC.
BOTH
Issued 02/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 08/22/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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