Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Garofalo is a financial professional with over 20 years of experience in the industry. Amy is currently registered with Fidelity Brokerage Services LLC and is licensed in 20 states. Amy has a broad range of experience in the financial services industry, including positions with MML Investors Services, Inc. and Vanguard Marketing Corporation. Amy holds the Series 6, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
05/21/2008 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NY
12/06/2004 - 03/26/2008
MML INVESTORS SERVICES, INC. (NEW YORK NY)
MA
12/21/1996 - 07/07/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
PA
12/16/1994 - 11/09/1995
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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