Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Dowd is a financial advisor at Northwestern Mutual Investment Services, LLC in Mishawaka, IN. Amy has been in the financial services industry since 2007. Amy holds Series 6, 7, 9, 10, 63, and 65 licenses. Amy specializes in helping clients with their financial planning needs and provides investment research and referrals to other advisors. Amy also coordinates weddings and has a strong track record of helping couples plan their special day.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IN
05/06/2009 - Present
Northwestern Mutual Investment Services, LLC (MISHAWAKA IN)
IA
Issued 05/04/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/09/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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