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Amy Lynn Dingman

Cetera Advisors LLC

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About Amy Lynn Dingman

Amy Lynn Dingman is a financial professional with over 25 years of experience in the financial services industry. Amy has a proven track record of success in providing personalized financial advice and investment management services to her clients. Amy is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC.

Firm Information

Amy Dingman is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Amy Dingman’s Registration & Firm History

MN

01/02/2019 - Present

Cetera Advisors LLC (ST CLOUD MN)

MN

01/02/2019 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (ST CLOUD MN)

MN

01/02/2019 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (ST CLOUD MN)

MN

09/26/2005 - 12/12/2008

FINANCIAL NETWORK INVESTMENT CORPORATION (ST CLOUD MN)

MN

09/22/2003 - 04/08/2005

U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)

MN

06/17/1999 - 09/03/2003

GRANITE INVESTMENT SERVICES, INC. (ST. CLOUD MN)

NE

04/20/2000 - 08/29/2003

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

MN

07/17/1996 - 04/21/2003

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

MN

08/07/2001 - 11/06/2001

GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)

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Licenses & Designations

BC

Issued 09/06/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2020

Series 24 - General Securities Principal Examination

BC

Issued 03/30/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/29/2018

Series 99TO - Operations Professional Examination

BC

Issued 11/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Amy Lynn Dingman.
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