Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Amy? Claim Your ProfileAmy Lynn Deputy is an investment advisor representative, licensed in Iowa and registered in 51 states. Amy has been in the industry since 2006 and is currently employed by Northwestern Mutual Investment Services, LLC. Amy's focus is on providing investment advice to individuals and businesses. Amy is a Series 6, 7, 9, 10, 63, and 66 licensed advisor. Amy also has a Series 99TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IA
12/12/2008 - Present
Northwestern Mutual Investment Services, LLC (Cedar Rapids IA)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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